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{"id":1390,"date":"2023-12-06T21:01:59","date_gmt":"2023-12-07T00:01:59","guid":{"rendered":"http:\/\/tgs-compass.com\/old\/?p=1390"},"modified":"2024-02-02T14:20:42","modified_gmt":"2024-02-02T17:20:42","slug":"auditoria-e-regulamentos-governamentais","status":"publish","type":"post","link":"https:\/\/tgs-compass.com\/old\/en\/events\/auditing-and-government-regulations\/","title":{"rendered":"Auditing and Government Regulations: How compliance can help navigate regulatory complexity"},"content":{"rendered":"<p class=\"wp-block-paragraph\">Government regulations are rules, guidelines and standards established by the government to guide, control and regulate sectors such as industry, finance, health, the environment, education, security, technology, among others.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">If we apply some examples such as the protection of the public, such regulations aim to ensure that food is marketed and consumed safely.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">There is also the protection of workers' rights, where government regulation can affect discussions on minimum wages, working conditions, unionisation rights, among others.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">However, the audit of government regulations will verify compliance with each standard or rule established by the government in certain activities.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">These practices can be adopted by internal government bodies, responsible for inspection and control, or by compliance, which we'll see.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><strong><em>What is compliance?<\/em><\/strong><\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">The term emerged in the financial sector, specifically in banking, as a suggestion of best practice in banking supervision endorsed by the big G10 banks in the last year.<a href=\"https:\/\/www.jusbrasil.com.br\/artigos\/o-desenvolvimento-do-compliance-e-a-cultura-empresarial\/237353062\" target=\"_blank\" rel=\"noopener\">\u00a0Basel committee<\/a>in Switzerland.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">The aim was to have uniform practices in the face of a globalised world for the benefit of all.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">This concept covers companies and organisations in order to guarantee the integrity and reliability of financial information.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">That said, compliance is an organisation's internal policies and ethical standards for preventing, detecting and resolving corruption, fraud and any other harmful acts.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">This brings both financial and reputational security to the organisation, making it operate transparently and in accordance with the rules it is allowed to follow:<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Regulations, internal policies, corporate governance, risk management, monitoring and auditing, and other aspects.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><strong><em>Compliance helps navigate Brazil's regulatory complexity<\/em><\/strong><\/h2>\n\n\n\n<p class=\"wp-block-paragraph\">Decree 9.203 of 2017 establishes the public governance of public administration contracts, both for the presidency of the republic and for ministerial bodies, with the duty to establish corporate rules in relation to administrative contracts and other actions of the direct administration.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Therefore, in order for the regulatory complexity in force in the country to be effective through compliance, there must be clear rules on what will be inspected, how it will be checked, what precautions to take, and what the responsibilities of the bodies are.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">In this regard, the decree establishes a 180-day deadline for bodies to set up governance committees and integrity programmes.&nbsp;<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">This means that the governance committee and integrity programmes cannot be a redundancy of the legal power or internal control; they must have their own rules, attributions and procedures in order to achieve results.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">Some points of this result are the meeting with suppliers, how notification and procedures will be carried out, how the outcome of contracts will be evaluated. But that's not all!<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">There should be a mapping and analysis of, for example; the organisation's industry and location, understanding which regulations apply to both, the implications, and assessments of the risks in operations.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">You may also have direct communication with relevant regulatory agencies in order to clarify certain regulations and compliance issues.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">These aspects help compliance navigate the complexities of Brazilian regulation.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">However, it is worth remembering that this proactive structure of compliance with government regulations allows each organisation to understand, implement and keep compliance with regulations more manageable, avoiding fraud, corruption and other types of damage.<\/p>","protected":false},"excerpt":{"rendered":"<p>Regulamentos governamentais s\u00e3o regras, diretrizes e normas estabelecidas pelo governo para orientar, controlar e regular setores como ind\u00fastria, finan\u00e7as, sa\u00fade, meio ambiente, educa\u00e7\u00e3o, seguran\u00e7a, tecnologia, entre outros. Se aplicarmos alguns exemplos como a prote\u00e7\u00e3o do p\u00fablico, tal regulamenta\u00e7\u00e3o visa que a seguran\u00e7a alimentar seja comercializada e consumida com seguran\u00e7a. Cita-se tamb\u00e9m a prote\u00e7\u00e3o dos direitos [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":1379,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[6],"tags":[],"class_list":["post-1390","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-eventos"],"_links":{"self":[{"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/posts\/1390","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/comments?post=1390"}],"version-history":[{"count":2,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/posts\/1390\/revisions"}],"predecessor-version":[{"id":1462,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/posts\/1390\/revisions\/1462"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/media\/1379"}],"wp:attachment":[{"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/media?parent=1390"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/categories?post=1390"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/tgs-compass.com\/old\/en\/wp-json\/wp\/v2\/tags?post=1390"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}